Regulatory Status
Aspire Wealth Management Limited is regulated by the Central Bank of Ireland as follows:
- As an Investment Business Firm under Section 10 of the Investment Intermediaries Act 1995 (as amended).
- As an Insurance Intermediary to undertake insurance distribution under the European Union (Insurance Distribution) Regulations, 2018, and
- As a Mortgage Credit Intermediary under Regulation 30 of the European Union (Consumer Mortgage Credit Agreements) Regulations 2016.
The firm is authorised to provide broad based investment advice and receive and transmit orders in respect of:
- UCITS (Undertakings for Collective Investment in Transferrable Securities)
- Tracker Bonds
- Insurance Policies (including unit linked investments, pensions, life assurance, income protection insurance, specified illness insurance and savings contracts)
- Personal Retirement Savings Accounts (PRSAs)
- Listed Shares and Bonds
The firm is also authorised to act as a deposit broker and to give advice in respect of deposits.
As a broker, we provide a fair analysis of the market in relation to mortgages, life assurance, specified illness, income protection, investment, pensions and bank deposits. This means we will research the marketplace and recommend the best products to suit your needs.
Copies of the firm’s Statements of Authorised Status can be viewed online or at the following links:
They can also be viewed at our offices or online at the Central Bank of Ireland’s website at Financial Service Provider Profile (centralbank.ie) . Our registration reference is C458704.
These statements are the technical matters that we are required to impart to our clients before we give advice on any regulated financial service or product. What this means to our clients is that we are authorised to advise on regulated retail financial products, even those that we do not hold agencies for. From our clients’ perspective, they can be sure that they are getting the full extent of a huge body of experienced advice they need. This is unlike many other advisors that can only advise on products for which they hold agencies for and, as such, are unable to give broad based advice.
As part of our regulatory requirements we are members of the Investor Compensation Company Limited which entitles our clients to coverage under a regulatory scheme up to an amount of €20,000 in the event we were to go out of business and cannot return your investment instrument (more commonly referred to as company shares, investment-based life assurance policies or tracker bonds) or money if it should not be invested on your behalf.
Full details can be obtained by downloading the ICCL Investor Guide.
Aspire Wealth Management is subject to and complies with the Consumer Protection Code, Minimum Competency Code and the Fitness and Probity Standards as laid down by the Central Bank of Ireland, details of which are available on the Central Bank website www.centralbank.ie .
Aspire Wealth Management also holds Professional Indemnity Insurance to the value of €2,000,000 for any one claim and in so doing meets our legal requirement under the European Union Insurance Mediation Directive (2002/92/EC).
Using Our Services
How We Work
As one of Ireland’s leading financial planning firms based in south Dublin, there’s very little we haven’t encountered to help our clients prepare for. Our experience, technical knowledge and willingness to see things from your perspective means that whatever you have in mind for you and your family’s future we can help you plan the best way to get there.
What The Aspire Life Plan™ Provides
How We Are Paid
Find Out How We Can Help You
Improve your financial future by arranging a call back or online meeting.
Simply book yourself into an appointment at one of our available times.
